Independent specialist provider of regulatory investment risk-reporting; investment compliance; and risk consultancy.

Compliance

Over the past years, the industry faced huge regulatory changes that needed to be implemented in a short time frame. The regulatory environment has become more and more complex over the years and is bound to get even more complex in the years to come.

Aligning regulatory requirements and best practices can appear daunting. Too often compliance reports appear tedious or irrelevant. Our approach to a concrete and practical compliance function is based on two fundamental convictions:

  • We believe that regulation follows best practice on a principle or on a prescriptive basis.
  • We also believe that the focus of the compliance function has to be oriented with the criticality rankings resulting from the risk profiling exercise.

What we offer :

Scope of Services

Our service offering is articulated around a Compliance Charter adapted to our clients’ specificities

Under the 2018 GDPR regulation, every pubic authority or body must introduce a Data Protection Officer (DPO) to carry out certain types of processing activities under the regulatory obligations. For that matter, among other features, Arkus will provide a conducting officer experienced in data protection, who will be available four hours every quarter of the calendar year.

The Officer in charge of the Permanent Compliance Function (the “CO“) will assist the Company to comply with Delegated Regulation and notably the UCITS/AIFMD Law but also Luxembourg ‘s best practices in relation to compliance matters.

Arkus’ compliance support services rely on Arkus’ compliance officer who will be your dedicated point of contact in relation to compliance matters. The compliance support will assist the Compliance Officer to comply with regulations and best practices.

Arkus may support you in the process of implementing a compliance framework, in addition to other regulatory jurisdictions, for Professionals of the Financial Sector (PSFs) that adheres to regulatory requirements and best practice in Luxembourg. Arkus will review the internal processes and documentation for completeness with respect to the regulatory requirements and best practices in the regulatory jurisdiction. Arkus will also include existing policies and controls in the review, with a view to avoiding redundancies where possible.

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Survey Results (2019)

Customer Satisfaction
90%
Customer Requirements
90%
Governance Services
90%
Recommend to Others
90%

Survey Results (2019)

Customer Satisfaction
90%
Customer Requirements
90%
Governance Services
90%
Recommend to Others
90%

Actively Present in Associations

  • Association of the Luxembourg fund industry (ALFI)
  • Association Luxembourgeoise de Risk Management (ALRIM)
  • Institut Luxembourgeois des Administrateurs (ILA)
   

ACCESS TO OUR ONLINE INTERACTIVE RISK MONITORING PLATFORM, RISKRADAR. 

An interactive online platform that manages and monitors portfolio risk for all types of fund structures and investment strategies. The in-house built platform provides interactive dashboards outlining the key risk metrics with the option to customise the respective portfolio reports. A user-friendly interface that comprehensively outlines the portfolio position overview with the functionality to export to CSV format when and if needed. Click here for more information. 

RISK MANAGEMENT SPECIALISTS.

Since we launched in 2003, we have developed unique risk monitoring and data management skills that enable us to create efficient, reliable and high-quality investment risk management reports for a range of investment vehicles and fund structures. Our dedication to quality and service has enabled us to support investment risk functions for major financial institutions across Europe.

HOW WE ADD VALUE?

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The challenge for Investment Managers ?

Keeping up with regulations for independent investment risk oversight is expensive and time-consuming. Why not outsource to the experts?

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COMPETITIVE ADVANTAGE.

Through our risk reporting services we enable you to monitor the compliance of your portfolios with the regulatory requirements across various European jurisdictions; and/or adherence to a user defined risk profile. By using our services, clients can dedicate in-house investment risk resources to value-added functions, whilst being fully compliant. Our flexible and independent proprietary risk management system, RiskRadar™, enables us to interface with any fund administrator, receive data in any format, customise reporting to your specific needs and provide online access.

HOW WE ADD VALUE?

Our clients can rely on advanced and efficient risk monitoring tools and processes.

Our clients can avail themselves of the expertise of a diversified pool of high caliber and duly authorized independent directors and conducting officers.

Aligning regulatory requirements and best practice can appear daunting. Arkus can support you along the way.

Arkus has developed a cost efficient solution allowing you to remain compliant with the various regulations and best practises in terms of substance requirements.